Commission on Intellectual Property Rights Country Case Study for Study 9: Institutional Issues for Developing Countries in IP Policy-Making, Administration and Enforcement India Mart Leesti Independent IP Consultant Nepean, Ontario Canada This report has been commissioned by the IPR Commission as a background paper. The views expressed are those of the author and do not necessarily represent those of the Commission. OVERVIEW OF LEGAL AND INSTITUTIONAL FRAMEWORK BACKGROUND1 India is a Federal republic Legal system: English Common Law based Population: 1,029,991,145 (estimate on July 1, 2001) Second largest in the world. GDP per capita of US $2,200 (2001). GDP composition by sector: * Agriculture: 25% * Industry: 24% (textiles, chemicals, food processing steel, transportation equipment, cement, mining, petroleum, machinery, software) * Services: 51% RECENT HISTORY A Bill to amend the Patents Act (1970) was passed by both Houses of Parliament in March 1999, to address the "black box" medicines and drugs, Exclusive Marketing Rights, etc., (i.e. Articles 70.8 and 70.9) of TRIPS, effective from January 1, 1995. India acceded to the Paris Convention effective December 7, 1998. 2001 India also acceded to the Patent Cooperation Treaty effective December 7, 1998, and began operating as a PCT Receiving Office, Designated Office and Elected Office for the purposes of international applications filed under the PCT. India announced its recognition of Chinese and US Patent Offices as authorized international search and examining authorities, in addition to the Australian, Austrian and European Patent Offices. A Bill to further amend the patent law, the Patents (Second Amendment) Bill, 1999, is still under consideration. This Bill, once passed and in effect, would bring Indian Patent Law into compliance with the TRIPS Agreement. The Copyright (Amendment) Act, 1999 has amended the Copyright Act, 1957, to bring it into compliance with TRIPS Article 14, to extend protection to performers from 25 years to 50 years. New laws relating to Trade Marks, Designs, Geographical Indications of Goods, Semi-conductor Integrated Circuits Layout Designs have all been passed by Parliament but await formal notification. Draft legislation on protection of plant varieties is still under consideration. India had launched a major sensitization program of SMEs, in which 16 events are projected for the next six months. The Government of India supports public education and outreach programs, holding 60 seminars on intellectual property in universities across the country during 2000. KEY ISSUES AND CHALLENGES The immediate issues facing the Indian IP system are the notification and operationalization of new, TRIPS-compliant IP legislation. Major projects aimed at modernization of Indian patent and trademark office operations, including computerization and the reduction of significant backlogs of pending applications are under way. LEGAL FRAMEWORK The Indian IP system is over 150 years old and based on British law (1856). The Indian Patents & Designs Act came into force in 1911. Table 1 summarizes the existing IP legislation in India. India is a member of the following international conventions and treaties regarding industrial property: * WIPO Convention * Paris Union * Berne Union * Universal Copyright Convention * Convention for the Protection of Producers of Phonograms * Patent Cooperation Treaty MAIN PUBLIC SECTOR AGENCIES FOR IP POLICY, INFORMATION DISSEMINATION, ADMINISTRATION & ENFORCEMENT POLICY The IP policy lead rests with the Minister of Commerce and Industry. The Ministry maintains an extensive and comprehensive inter-ministerial and private sector consultative network. IP policy is linked to economic development through trade and is viewed as an important component of science and technology policy. Thus, other key agencies that are closely involved in the development of IP policy include the Ministry of Science and Technology, the Ministry of Human Resource Development and the Ministry of Agriculture. The Office of the Controller General of Patents, Designs and Trade Marks is a subordinate Office under the Department of Industrial Policy and Promotion in the Ministry of Commerce and Industry. This Office has statutory responsibility for administration of patents, trade marks and industrial designs and serves as a main source of policy advice to the Government of India on industrial property matters. The Copyright Office, in the Ministry of Human Resources Development, provides policy advice to Government with respect to copyright and neighbouring rights. The Copyright Enforcement Advisory Council (CEAC) is an advisory body established by the Central Government and includes representatives of state police authorities as members (See Annex A). ADMINISTRATION The Controller General of Patents, Designs and Trademarks (CGPDTM) is the administrative and statutory head of the Patent Office (PO) and the Trade Marks Registry (TMR). The Patent Office is headquartered in Kolkata and has Branch Offices in Mumbai, Chennai, and New Delhi. The Patent Office performs duties relating to the granting of patents as set out in the Patents Act, 1970, and the registration of industrial designs under the Designs Act, 1911. The Indian Trademark Registry is headquartered in Mumbai and maintains Branch Offices in Kolkata, Chennai, New Delhi and Ahmedabad. The TMR administers the Trade and Merchandise Marks Act, 1958. The Indian Copyright Office is located in New Delhi and administers a system of voluntary registration of copyrights under the Copyright Act, 1957. INFORMATION DISSEMINATION India had launched a major sensitization program of SMEs, in which 16 events are projected for the next six months. The Government of India supports public education and outreach programs, holding 60 seminars on intellectual property in universities across the country during 2000. Information dissemination is an important aspect of the mission of the IPO. This is carried out by the Patent Information System (PIS), located in Nagpur. PIS was established in 1980 by the Government of India. A modernization project was completed in 1996 with the technical support of WIPO and funding from the UNDP. The mission of PIS is to provide patent information and documentation from around the world to Indian researchers and industrial enterprises and to meet statutory novelty requirements under the Patents Act, 1970. The effectiveness of PIS in achieving this mission is the subject of debate. PIS has been unable to complete the building of a database of Indian patents (INDIAPAT) apparently as a result of the inability of the Patent Office to provide the necessary data and the lack of appropriate technology and expertise at PIS itself. The Ministry of Commerce and Industry is presently reviewing the future role of PIS. A Patent Facilitation Center (PFC) of the Technology Information Forecasting and Assessment Council, an agency in the Ministry of Science and Technology, was set up to assist (financially and technically) educational and research institutions in the filing of patent applications. It provides a broad range of information and news relating to IP and also maintains a searchable on-line database of Indian filed and notified patent applications. PFC is also active in enhancing patent awareness and have conducted over 115 patent workshops throughout India. The National Informatics Center (NIC), an agency of the Ministry of Information Technology, maintains significant patent information holdings, including international patent search facilities on its World Wide Web site (Intellectual Property & Know-how Informatics Division). ENFORCEMENT AND THE JUDICIARY Intellectual property litigation takes place before High Court and the Supreme Court of India. A Copyright Board adjudicates certain cases pertaining to copyright. Litigants are represented by well-qualified patent and trademark attorneys and agents. India has taken various initiatives to strengthen intellectual property law enforcement and administration. Anti-piracy activities have been carried out by enforcement agencies throughout the country. A number of Indian State Governments have set up intellectual property protection units in their Police headquarters. The Central Government facilitates ongoing dialogue between industry and enforcement personnel through the aforementioned Copyright Enforcement Advisory Council (See Annex A). The Central Government has also organized training programs on intellectual property laws in its National Academies for Administrators, Police and Customs personnel. IP-RELATED COMPETITION POLICY The Monopolies and Restrictive Trade Practices Act, 1969, termed "obsolete" by the government in light of globalization, which presently implements competition policy, is to be repealed and the Monopolies and Restrictive Trade Practices Commission to be dissolved when the Competition Bill, 2001 becomes law. The latter Bill proposes the creation of the Competition Commission of India. PUBLIC POLICY MAKING PROCESS AND ROLE OF PRIVATE SECTOR AGENCIES & NGOS IN IP POLICY DEVELOPMENT, ADMINISTRATION & ENFORCEMENT PUBLIC POLICY MAKING PROCESS AND THE ROLE OF PRIVATE SECTOR AGENCIES AND NGOS The Government of India has an interactive, broad-based and extensive consultation process for the development of IP policies and the enactment of laws to implement them. Interested parties have the opportunity to comment on proposed policy, statutory and regulatory documents before these are passed by Parliament. Given the domestic sensitivity of a number of issues flowing from the TRIPS Agreement that would require amendment of the Patents Act, 1970, the Government established an Inter-Ministerial Committee under the Chairmanship of Secretary, Department of Industrial Development (Ministry of Commerce and Industries) to address these issues from the public policy as well as legislative perspective. The Department circulated issues papers not only within Government but also to associations and interested parties in the private sector, and established an Experts Group to propose legislative changes, set up an inter-ministerial working group to examine all aspects of the detailed legislative changes required for TRIPS compliance. Finally, the Department organized a series of interactive public sessions across the country in connection with patenting issues and also soliciting public views on matters such as bio-diversity, traditional knowledge, indigenous systems of medicine, compulsory licensing, etc. The above efforts reflect the integration of IP policy making with that of wider national economic policy and strategies for development and poverty reduction. The consultative mechanisms and processes operated to not only ensure TRIPS compliance but also to ensure that India would exploit the flexibilities provided in TRIPS to provide "adequate safeguards" for national security and public interest. These include, inter alia, issues relating to bio-diversity, traditional knowledge, indigenous systems of medicine, issues of patentability and compulsory licensing. Domestic industry lobbies are well organized and effective. The Federation of Indian Chambers of Commerce and Industry (FICCI) and the Confederation of Indian Industry (CII) are major industry associations that take a great deal of interest in IP matters and represent their members in this regard. Both the Patents (Second Amendment) Bill, 1999, and the Protection of Plant Varieties legislation are still under consideration, at least partially as a result of private sector lobbying. The Institute of Intellectual Property Development (IIPD) of the Federation of Indian Chambers of Commerce and Industry is an IP "think-tank" that contributes to the national IP policy development directly and by sponsoring and organizing conferences, seminars and discussions about IP in India. The Indian intellectual property legal community represents both domestic and international creators and owners of IPRs and lobbies on behalf of their clients. Copyright collectives as well as associations of authors, publishers, software producers and others directly influence policy development and enforcement activities on behalf of their members. The Copyright Enforcement Advisory Council (CEAC), as mentioned earlier, this an advisory body established by the Central Government. INTELLECTUAL PROPERTY LEGAL RESOURCES The Indian intellectual property legal community is extensive, well-established and sophisticated. The Controller General, Patents, Designs and Trade Marks maintains a register of practitioners (agents and attorneys) that are qualified and permitted to represent applicants before him/her. The register currently lists 182 individuals who are qualified agents. Many of the firms are of long standing, with the oldest active firm on the register having been established in 1856, at the same time as the patent system was initially established in India. Numerous barristers specialize in IP litigation and can represent parties in all IP litigation matters before the courts or in Alternative Dispute Resolution (ADR) fora. INDICATORS OF THE IP SYSTEM ANNUAL NUMBERS OF IP APPLICATIONS AND GRANTS See Tables 1 to 6 for Patents, Industrial designs and Trade Marks. ANNUAL NUMBERS OF OVERSEAS IPRS GRANTED IN THE LAST THREE YEARS See Tables 7 to 9 for IPRs applications and grants to residents and non-residents LEVEL OF BACKLOG IN PROCESSING IPR APPLICATIONS The Patent Office is faced with a growing backlog of approximately 40,000 unexamined patent applications. To address this situation, the Government is implementing a major2 modernization program to streamline and computerize procedures, to recruit additional patent examiners in various fields of science and technology, and to provide needed improvements to facilities and infrastructure. MANAGEMENT AND LICENSING OF IPRS IN THE PRIVATE AND PUBLIC SECTOR Copyright and related rights are managed by collecting societies on behalf of members. The following are registered copyright collective societies that are managed under the Copyright Act, 1957, and operate to collect royalties and protect the interests of members in both domestic and foreign markets. * Society for Copyright Regulation of Indian Producers for Film and Television (SCRIPT),for cinematograph and television films; * The Indian Performing Right Society Limited (IPRS), for musical works; and * Phonographic Performance Limited (PPL), for sound recordings. The Patents Act, 1970, provides for the issuing of compulsory licenses and requires patentees, assignees and licensees to report annually on the extent of working of patented inventions in India to the Patent Office. EXTENT OF PIRACY AND IPRS INFRINGEMENT Statistics on piracy and IPR infringement in India have not been consolidated and are unavailable. KEY NATIONAL IP INSTITUTIONS, HUMAN & FINANCIAL RESOURCES & TECHNICAL/FINANCIAL ASSISTANCE HUMAN RESOURCES The Patent Office, (including Industrial Designs) has a total staff of approximately 330 against an authorized strength of 530. These numbers include approximately 40 patent (and design) examiners, out of an authorized total of 190 examiners. The Trade Marks Registry has an authorized strength of approximately 290, of which 24 are trade marks examiners. The Copyright Office has a total staff of 12, including 9 professionals (Registrar of Copyright, 2 Deputy Registrars and 6 copyright examiners) plus 3 clerical support staff. OPERATIONS Patent The patent granting process is governed by the Patents Act, 1970 and Rules, 1972. The Patents (Second Amendment) Bill, 1999, is before a Joint Committee of Parliament and, if passed, would make Indian patent law TRIPS compliant and bring about a number of procedural changes. As the law presently stands, patent applications are filed in the branch of the Patent Office that exercises jurisdiction over the geographical part of the country in which the applicant (or the agent, in case the application originates abroad) resides. The application is examined for formalities and then for substance3. If it meets the requirements of the Act, it is published for opposition and if unopposed, is granted and registered. Annual maintenance fees are required for the life of the patent. The concept of statutory autonomy of the branch offices requires that the application be processed to the point of acceptance at the branch where it was filed, with final granting performed by the Head Office in Kolkata. This requirement has contributed to growing backlogs and is a key driver for examination of process re-engineering and automation in the modernization project. Trade Mark Trade mark applications are filed in the branch of the registry that has geographical jurisdiction, similarly to patents. Most of the remainder of trade mark processing, however, takes place at Head Office in Mumbai, where applications are examined for formalities and substance (i.e. distinctiveness), advertised for opposition and, if unopposed, are registered. Opposed applications will be registered if the opposition is defeated, otherwise they are refused. Industrial Design Industrial Design registration is governed by the existing Designs Act, 1991. Applications are received and processed at the Patent Office in Kolkata. The Design Act, 2000 is awaiting the approval of the Design Rules, and will introduce a more detailed classification of designs to better conform with the international system. Copyright Copyright applications are processed under the Copyright Act, 1957. Applications are accepted in the Copyright Office in New Delhi and, following examination for compliance with formalities requirements, are registered. The registration system is a voluntary system under TRIPS and the Berne Convention. PROFESSIONAL EDUCATION AND TRAINING There are numerous experts in IP at various law schools. The Government of India has recently established five intellectual property Chairs in Universities in various regions of the country. In July 2001 WIPO organized an International Seminar on Intellectual Property Educational Research, in Delhi. Some 20 international delegates and about 150 professors from Indian educational institutions attended. Additionally, the Government has contacted the main technical and management training institutions in the country to encourage their participation in the WIPO Worldwide Academy's Distance Learning Courses. Professional training in IP has also been provided through foreign Universities and at the WIPO Academy in Geneva. HUMAN RESOURCE CONSTRAINTS AND BOTTLENECKS In order to reduce applications backlogs and to cope with the increases resulting from accession to TRIPS and to the PCT, the Patent Office has initiated a major modernization project. The PO has a present total complement of 326, against an approved strength of 5304. The actual and approved levels of patent examiners is as follows: Kolkata 11 (60); Delhi 14 (73); Chennai 8 (50); Mumbai 7 (6) for a total of 40 (189). The Industrial Design Wing (of the Patent Office in Kolkata) is also in the process of modernizing in order to administer modernized design legislation. The Design Wing comprises 2 Assistant Controllers5, 6 examiners (patent examiners seconded from the Patent Office) and 13 support staff. The Trade Marks Registry was modernized under a project that ran from 1993 to 19966. Backlog growths during that period combined with increasing application rates have created a pending backlog of between 250,000 and 270,000 applications (approximately 21/2 years of pendency). At the same time, recruitment of additional examiners was delayed. An additional 20 examiners (out of a sanctioned additional 30) have now been added to bring the total number of examiners to 179. At the same time, additional Hearing Officers have been added and a large (7 to 8 year duration) re-modernization project has been initiated with the assistance of WIPO. The total employee strength (on March 31, 2000) was 259 against an authorized level of 282. At that date there were some 43 authorized posts for Deputy and Assistant Registrars (total 13) and 30 Examiners. REFORMS BEING CONSIDERED The Patent Office is in the process of modernization. The statutory requirement to maintain "independence" of patent processing among the four branch offices will be addressed through the re-engineering of processes that will accompany planned large-scale computerization of operations of operations. The Patent Office is also exploring ways of possible networking with other national offices to share search and examination workloads. The Trade Mark Registry has initiated a project7 to reduce a backlog of approximately 250,000 to 270,000 pending applications, to strengthen the infrastructure and to upgrade computer systems with a view to improve service levels in the face of constantly increasing application rates (the 2001 application rate is projected to reach approximately 80,000). FINANCIAL RESOURCES Annual Income and Expenditure in the past 3 years In fiscal 1999-2000 the Patent Office earned revenues of approximately Rs. 90 million and incurred expenditures Rs. 56 million. In 1999-2000 the Trade Marks Registry earned revenues of approximately Rs. 34.75 million and incurred expenditures of approximately Rs. 28.87 million. In 1997-98 revenues were approximately Rs. 23.13 million and expenditures were approximately Rs. 36.44 million. Revenues were Rs. 21.17 million and expenditures were Rs. 24.92 million in 1996-97. Projected Annual Income and Expenditure Not available. Financial Resource Bottlenecks and Constraints None apparent. COST RECOVERY AND USER-CHARGES Policy and Systems for Cost Recovery The Office of the CGPDTM is seeking greater financial autonomy as part of the modernization project currently under way. Whereas the policy of the Government is reported to be one of cost recovery, the implications of IPO financial autonomy will result in a review of this policy with a specific focus on "businesslike" financial management including the possible adoption of an accrual accounting system by the Office. It should be noted that the policy of recovering costs through user charges does not extend to the Indian Copyright Office. The Copyright Office maintains a voluntary registration system that is projected to accept and register approximately 5,000 applications during the year 2001 (from a total of 1500 in 1996). The fee for an application for registration of copyright is Rs. 50 (approximately USD 1) for a literary, dramatic musical or artistic work and Rs. 400 (approximately USD 8) for a literary or artistic work that is used (or capable of being used) as "trade label". Details of copyright revenues and expenditures are not available but costs of operating the registry reportedly far exceed revenues. The operations of the Copyright Office, including the registry, the costs of operating the Copyright Board (an independent tribunal primarily engaged in resolving disputes with respect to royalty rates) the costs associated with management of collective societies, the funding of studies on piracy, and the funding of IP training in universities are all financially underwritten by the Ministry of Human Resource Development. Level of User Charges and Revenues from Cost Recovery last 3 years Details not available Projected Level of User Charges tariff and Revenues from Cost Recovery Coming Years Details not available. TECHNICAL/FINANCIAL ASSISTANCE Main Technical Assistance Programmes (1996-2000) WIPO has provided a variety of technical assistance and support for training in IPRs including TRIPS implications, the Patent Cooperation Treaty, etc. WIPO has also provided technical assistance and support with respect to the aforementioned projects to modernize the Trade Marks Registry, the Patent Office and the Patent Information System (Nagpur). Assistance is also to be provided by the European Patent Office (on behalf of the European Community) to help train the patent examiners presently being recruited for the Patent Office modernization project. PARTICIPATION IN INTERNATIONAL RULE MAKING AND CO-OPERATION WITH OTHER ORGANIZATIONS Level and Nature of Participation in WIPO, WTO, FAO, UNESCO India continues to play a leading role among developing countries and on behalf of developing countries in all international fora, including the above. Indian IP interests have been represented at all meetings of WIPO, WTO, etc., by representatives from the Permanent Mission in Geneva, supplemented and complemented, as required, by representatives from competent Ministries as well as the Office of the CGPDTM. India has been very active in WIPO over recent years, particularly with respect to activities that will lead to the increased benefits for developing countries from participation in the international IP system. India chaired the inaugural meeting of the Standing Committee on Information Technologies (SCIT) in 1998 and most recently chaired the Information Technology Projects Working Group (ITPWG) of SCIT at its inaugural meeting in Geneva. India has also participated in other activities of WIPO including meetings on the harmonization of trade marks laws and patent laws, settlement of Intellectual Property Disputes, etc. Support Provided in TRIPS India participated actively in the negotiations leading to the TRIPS Agreement and has continued to be active in all areas of TRIPS Council activities. India remains an active proponent for changes to the TRIPS Agreement that would, in its view, "operationalise the objectives and principles relating to transfer and dissemination of technology to developing countries". Among areas proposed for amendment by India are provisions to facilitate technology transfer, harmonization of TRIPS with the UN Convention on Biological Diversity (CBD), and the extension of TRIPS Article 23 (extended protection for wines and spirits) to other areas. India made these points at the recent WTO Ministerial in Doha. The Office of the CGPDTM contributes to the formulation of the national position on IP matters as and when required, through the Ministry of Commerce and Industry's Department of Industrial Policy and Promotion. Level of Cooperation with other IP Offices India acceded to the Patent Cooperation Treaty effective December 7, 1998, and began operating as a PCT Receiving Office, Designated Office and Elected Office for the purposes of international applications filed under the PCT. India announced its recognition of Chinese and US Patent Offices as authorized international search and examining authorities, in addition to the Australian, Austrian and European Patent Offices. The IPO is presently engaged in a pilot study to determine best ways in which it may exploit the foreign search and examination results that relate to the backlog of (direct) nationally filed applications in the large backlog of appending applications. This project is supported by WIPO and funded by the Government of India. The TMO is engaged in a project aimed at modernizing procedures and reducing the turn-around times for pending TM applications. This project is supported by WIPO and being executed by the Australian Trade Mark Office. Both of the above projects are parts of modernization projects being carried out with support from WIPO under a Nationally Focused Action Plan. Involvement in Regional Cooperation on IP Policy, Administration and Enforcement India continues to play a leadership role in the South Asia Association for Regional Cooperation (SAARC) and has hosted conferences and seminars on IP in that context. In addition, India has presented the views of the region and developing countries in general, with respect to the need to encourage transfer of technology, to protect biodiversity and to extend protection of geographical indications of goods in WIPO and at the WTO, most recently at the Doha Ministerial. TABLE 1 Patent Applications 1999 1998 1997 1996 Residents 2206 2247 1926 1660 Non-residents 2618 6707 8229 6632 TOTAL 4824 8954 10155 8292 Note: India acceded to PCT in 1998. Therefore 1999 figures include 269 foreign PCT designated applications that entered the national phase. Because of significant differences, the figure in this table reflect those reported by India, not those reported in WIPO Annual Statistics. TABLE 2 Patent Grants 1999 1998 1997 1996 Residents N/A 592 N/A 359 Non-residents N/A 1119 N/A 661 TOTAL N/A 1711 N/A 1020 TABLE 3 Industrial Designs Applications 1999 1998 1997 1996 Residents N/A N/A N/A 1770 Non-residents N/A N/A N/A 587 TOTAL N/A N/A 2595 2357 TABLE 4 Industrial Designs Registered 1999 1998 1997 1996 Residents N/A N/A N/A 1455 Non-residents N/A N/A N/A 549 TOTAL N/A N/A N/A 2004 TABLE 5 Trademark Applications 1999 1998 1997 1996 Residents 60985 31799 N/A N/A Non-residents 5393 4472 N/A N/A TOTAL 66378 36271 43302 N/A TABLE 6 Trademark Registrations 1999 1998 1997 1996 Residents 6747 4302 N/A 3654 Non-residents 1263 538 N/A 782 TOTAL 8010 4840 N/A 4436 TABLE 7 Annual Number of Patent Applications by and Grants to Foreigners Notes: 1. The numbers on the first row represent total applications and registrations (i.e. PCT designations plus direct national applications and grants) filed by foreign applicants in India. The numbers on the second row are applications and grants via the PCT. India acceded to the PCT in 1998. 1999 1998 1997 1996 App Reg App Reg App Reg App Reg Argentina N/A N/A N/A N/A 2 Austria 6 59 15 Australia 120 12 Belgium 8 58 4 Bulgaria 1 Brazil 5 Canada 1 67 9 Switzerland 17 300 20 China 15 54 1 Czech Republic 1 1 Germany 2 1036 101 Denmark 8 103 1 Spain 33 5 Finland 18 36 4 France 13 267 42 United Kingdom 61 440 54 Greece 1 Hungary 5 Ireland 17 Israel 12 34 1 India Italy 128 9 Japan 31 659 40 Rep. of Korea 5 370 23 Liechtenstein 3 1 Luxembourg 9 1 Mexico 3 Netherlands 12 167 18 Norway 1 14 2 New Zealand 6 Poland 3 3 Portugal 3 Romania Russian Fed. 1 2 Sweden 97 3 Slovakia 1 Turkey United States 13 2453 280 South Africa 22 6 Other Counties 58 55 3 TOTAL (PCT) 38348 N/A N/A N/A 7997 282 1119 10155 N/A 6632 661 TABLE 8 Annual number of Industrial Design Applications and Registrations by Foreigners Notes: 1. 1997, 1998 and 1999: data not available 1999 1998 1997 1996 App Reg App Reg App Reg App Reg Argentina N/A N/A N/A N/A N/A N/A Austria Australia 11 9 Belgium Bulgaria Brazil Canada 4 4 Switzerland 78 76 China 2 2 Czech Republic Germany 54 50 Denmark Spain Finland 4 4 France 34 30 United Kingdom 32 31 Greece Hungary Ireland Israel 2 2 India Italy 22 22 Japan 59 58 Rep. of Korea 9 9 Liechtenstein Luxembourg Mexico Netherlands 38 36 Norway New Zealand 2 2 Poland Portugal Romania Russian Fed. Sweden 6 6 Slovakia Turkey United States 217 196 South Africa 2 2 Other Counties 11 10 TOTAL N/A N/A N/A N/A N/A N/A 587 549 TABLE 9 Annual number of Trademark Applications and Registrations by foreigners 1999 1998 1997 1996 App Reg App Reg App Reg App Reg Argentina N/A Austria 11 4 Australia 71 8 10 Belgium 37 1 3 Bulgaria Brazil Canada 35 1 10 Switzerland 333 41 55 China 55 5 2 Czech Republic 3 Germany 261 58 99 Denmark 22 10 2 Spain 53 6 49 Finland 11 2 France 308 59 30 United Kingdom 639 61 69 Greece Hungary 2 Ireland 1 Israel India Italy 183 23 19 Japan 261 43 63 Rep. of Korea 55 16 Liechtenstein 3 7 Luxembourg Mexico 2 Netherlands 75 20 32 Norway 4 2 3 New Zealand 46 Poland Portugal 2 Romania Russian Fed. 22 1 Sweden 63 5 14 Slovakia Turkey United States 1548 174 267 South Africa 1 1 Other Counties 370 18 1216 738 22 TOTAL 5393 1263 4472 538 6185 4195 N/A 782 Annex A Composition of Copyright Enforcement Advisory Council Chairman Additional Secretary, Department of Education, Ministry of Human Resource Development (Ex-officio) Vice-Chairman Joint Secretary in-charge of Book Promotion and Copyright Division, Department of Education (Ex-officio) Members Joint Secretary (Films), Ministry of Information & Broadcasting (Ex-officio) Joint Secretary, Department of Electronics (Ex-officio) Director General of Police, Government of Uttar Pradesh Director General of Police, Government of Andhra Pradesh Director General of Police, Government of Gujarat Director General of Police, Government of Punjab Director General of Police, Administration of Chandigarh Representative of the Federation of Indian Publishers, New Delhi. Representative of Authors' Guild of India, New Delhi. Representative of the Federation of Publishers' and Booksellers' Associations in India, New Delhi. Representative of Film Federation of India, Mumbai Representative of National Association of Software Service Companies, New Delhi Representative of Phonographic Performance Limited, Mumbai. Representative of Indian Performing Right Society Ltd., Mumbai Representative of Cine Artistes Association, Mumbai 1 CIA - The World Factbook 2001 2 Rs. 75.59 Crores (equal to approximately USD 19 million) has been allocated over a five year period by the Government. 3 Key requirements are: novelty, inventive step and industrial applicability. 4 Recruitment is under way to staff to authorized levels. 5 Both Assistant Controllers will report directly to the CGPDTM. 6 Technical assistance from WIPO and financial assistance from the Government of India and UNDP. 7 The Government approved a project budget of Rs. 5 crores (approximately USD ) for five years commencing in 1997-98. The project will be extended to cover a total period of 7 to 8 years. ?? (footnote continued) 24 - 16 - India Case Study December 31, 2001 India Case Study December 31, 2001 - 2 -